FCA regulations and better client outcome

In this week’s Financial Podcast, Richard Bacon, our Head of Sales and Development, opens a discussion with CIO and Partner, Mike Hollings and Head of Research, Ernst Knacke on the rules set by the FCA, including the latest introduction of Consumer Duty, which was introduced on the 31st July this year. The trio discuss the effect additional rules have on financial firms, and further down the line, the service and value clients receive as a result.

Has your investment management service been affected by the ever-increasing regulation? Our team discuss what to look out for when choosing an investment manager, as well as guidance on what good value outcomes for clients should really look like since the introduction of the Consumer Duty rules earlier on in the year.

Listen in on the conversation below:

Recorded 2nd September 2023.

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